PA
Director, Member Compliance
Ottawa, Ottawa region
On-site
Full-time
No salary posted2 weeks agoJob Overview
| What we are looking for The Member Compliance team oversees member compliance with by-laws and rules and is the second line of defense. The team investigates, takes remedial action on and supports adjudication of compliance complaints and advises the first line of defense business units on compliance matters. The team builds and maintains strong relationships with internal stakeholders and members to promote the risk-based compliance framework. The Director, Member Compliance will report to t…
What you'll do
- Oversee member compliance with by-laws and rules
- Investigate compliance complaints
- Take remedial action on non-compliance
- Support adjudication of compliance complaints
- Advise first line of defense business units on compliance matters
- Build and maintain relationships with internal stakeholders
- Promote risk-based compliance framework
- Report to senior leadership
What you'll need
- Oversight of member compliance with by-laws and rules
- Second line of defense responsibilities
- Investigation experience
- Remedial action capabilities
- Adjudication support experience
- Internal stakeholder relationship building
- Risk-based compliance framework knowledge
About the Company
PA